Judge Robert Katzmann | February 1, 2013
Having had the privilege of attending many Jethro lectures over the years, I am deeply honored to be with you this evening. I well remember the kindness of Richard Zuckerman, who invited me to attend my first Jethro lecture, at the suggestion of my wonderful colleague, the late Judge James Oakes and his wife Mara. And I well recall meeting Rabbi Peter Rubinstein and Kerry, and their generous, welcoming spirit.
Ron Tabak, who oversees the Jethro lecture, is someone whose legendary zeal for helping those in need I first encountered some eighteen years ago when I directed a project on the law firm and the public good, dedicated to promoting pro bono activity. You would not know it from him in his great modesty, but Ron is a seminal figure in the pro bono-public interest sphere; he has made a difference in so many lives. It is especially meaningful to me to be the Jethro lecture on his watch. To be here tonight is humbling indeed as I think about those associated with this distinguished lecture series.
Some years ago, in his lecture “Jethro, the Other,” Rabbi Rubinstein observed that Jethro, the father-in-law of Moses, “had the intuitive legal sense to know that the way to incur the wrath of a citizenry was to make them wait for the settlement of disputes.” And that his contribution was to foster “the foundation of an arrangement, [a court system], which took a legal system seriously.”1 It was Jethro— a non-Israelite— the other, the outsider, Rabbi Rubinstein remarked, who was able to help the Israelites live up to their own values, to live lives faithful to their conscience and responsibilities.
As you may well know, this appreciation of the outsider is an important strand of Jewish history and teachings. On Passover, we are reminded, “You shall love the stranger, for you were strangers in the land of Egypt” (Deuteronomy 10:19). “All who are hungry, let them come and eat, anyone who is needy should come and make Pesah.” (Passover Haggadah). And this from Leviticus 19:33–34, as commonly translated: “When a stranger lives with you in your land, you shall not wrong him. The stranger with you should be a citizen for you. And you should love him as you love yourself for you were slaves in Egypt.” Another translation of this same passage, by Joel Moss, reads, “The stranger that dwells with you you shall love for him as for yourself.” This translation, as Joel Moss writes, “is a call to action. Just as you strive to achieve for yourself, you should strive to achieve for the stranger.”2 Still other passages: And all people must “ love your fellow as yourself.” (Leviticus 19:18). In Deuteronomy 15:17, it is commanded, “If there be among you a needy man, you shall not harden your heart, not shut your hand from your needy brother.”
The then Chief Rabbi of the United Kingdom, Jonathan Sacks, has commented that Rabbi Eliezer found that the Talmud “warns against the wrongdoing of a [stranger] in thirty-six places; other[s] say, in forty-six places.” As Rabbi Sacks wrote,
Whatever the precise number, the repetition throughout the mosaic books is remarkable. Sometimes the stranger is mentioned along with the poor; at others with the widow and orphan. On several occasions the Torah specifies, “You shall have the same law for the stranger as for the native born.” Not only must the stranger not be wronged; he or she must be included in the positive welfare provision of Israeli/Jewish society. But the law goes beyond this: the stranger must be loved: “When a stranger lives with you in your land, do not mistreat him. The stranger living with you must be treated as one of your native born. Love him as yourself, for you were strangers in Egypt.3
In sum, from Jewish texts flow these teachings: (1) we should respect and welcome the stranger/newcomer, (2) we realize our own ideals when we are enriched by the perspective of the newcomer, (3) we have a responsibility to those in need, and (4) having been refugees from oppression and entered their country as strangers, Jews should never forget that past and the obligation to open their hearts to the newcomer/stranger.
It is in that spirit that I speak to you tonight about a pressing problem, the need for adequate representation for a vulnerable population: immigrants. Immigrants often come to the United States in fear, escaping persecution, escaping poverty, speaking little or no English, uninformed as to whom to turn for competent legal advice. Too often, the lack of adequate counsel for immigrants all but eliminates the immigrant’s hopes to live the American dream.
And what would the American dream have been, what would the United States be, without the dynamism, the energy, the cultures, the patriotic devotion of millions of immigrants who have contributed so much to this country? Everyone here tonight can easily answer that query, thinking about our individual experiences, our family experiences or those of our immigrant friends, relatives, or colleagues.
I know that personal histories are influential. As I reflect on my subject tonight, immigrant representation, my own family’s past is with me. My father came to this country in March 1941 as a refugee from Nazi persecution, my mother the child of Russian immigrants. Even now, I can hear the accents and voices of my own relatives, who fled persecution, who sought to become part of this great nation, and who, through their toil and belief in the American dream, made this great country even greater. Had I not grown up with immigrant family members, I believe that the immigrant experience in the United States would have still deeply resonated with me. I grew up in a Jewish family, very connected to Jewish values and ethics, with concern for the well-being of others.
The Jewish community, through such organizations as HIAS [Hebrew Immigrant Aid Society] and coalitions of Jewish social service agencies, has been a pillar of the effort to advance the cause of equal justice under law for noncitizens. When we strive to ensure adequate representation for immigrants, not only do we foster the fair and effective administration of justice, but we also honor this nation’s continuing immigrant experience.
The lawyers among you may know of my concern about the representation of noncitizens. Many here are not lawyers but share an interest in the fair administration of the laws. Tonight, with gratitude, I come before you to discuss with you this grave problem of profound human consequence, to enlist your help. I hope to offer some background on the representation issue, giving a sense of the activities of the Study Group on Immigrant Representation, and end with some words about what still needs to be done.
Until the 2000s, immigration cases were a small percentage of the workload of the Second Circuit, my court which encompasses New York, Connecticut, and Vermont. In 1999, when I started as a court of appeals judge, the immigration docket was a minuscule percentage of our workload. But within a few years, the immigration docket of the Second Circuit approached forty percent of the case load— and, as a result, our Court developed procedures to manage such cases, devised largely by Jon Newman under the chief judgeship of John Walker, a system that continues today under the chief judgeship of Dennis Jacobs.
Since 2006, the Second Circuit has adjudicated more than sixteen thousand immigration cases. In all too many cases, I could not but notice a substantial obstacle to the fair and effective administration of justice: the too-often deficient counsel of represented noncitizens. For instance, in all too many cases, the briefs of the lawyers were boilerplate submissions, with little attention to the facts of the individual cases; indeed, sometimes the briefs were virtually identical, with only the name changed; sometimes the name in the body of the brief didn’t match the name of the immigrant because the lawyer had not bothered even to change the name of the party. In all too many cases, the lawyer had failed to keep the immigrant apprised of developments in the case, of documents the immigrant had to file, even hearing dates which the immigrant had to attend, but missed because of the lawyer’s lapse.
For immigrants, the stakes could not be higher: whether they can remain in the country, whether they will be separated from their loved ones, often their children. In all too many cases, I had the feeling that if only the immigrant had competent counsel at the very beginning of immigration proceedings where the record is made with lasting impact—long before the case reached the court of appeals where review is limited—the result might have been different, the noncitizen might have secured relief. But, until data were collected—more on that in a few moments—I only had my own anecdotal experiences to rely on.
Hoping to raise awareness and to effect change, I took the occasion of the Marden Lecture of the NYC Bar4 in 2007 to challenge the New York legal establishment and others interacting with that establishment (law firms, bar associations, nonprofits, corporate counsel, foundations, law schools, state and local government, the media, the immigration bar, senior lawyers and retirees, providers of continuing education and training, and think tanks) in order to increase efforts to help address the large—and largely unmet—legal needs in noncitizen communities. As I said, justice should not depend upon the income level of immigrants.5 A lawyer’s duty to serve those unable to pay is not an act of charity or benevolence, but rather one of professional responsibility, reinforced by the terms under which the state has granted to the legal profession effective control of the legal system.
When I gave the Marden lecture, I wasn’t sure what the response would be, but the reaction was, and has been, incredibly supportive. With the counsel of several outstanding lawyers, beginning with Peter Eikenberry and Robert Juceam, I started a working group in 2008, the Study Group on Immigrant Representation, made up of some fifty lawyers from a range of firms; non-profits; bar organizations (the Federal Bar Council, the New York City Bar, the New York State Bar Association, the New York Lawyers County Association, the American Immigration Lawyers Association); immigrant legal-service providers; immigrant organizations; law schools; federal, state and local governments; as well as my excellent colleague, Judge Denny Chin.
It has for me been an inspiring experience to work with such devoted lawyers, anxious to help those in need. We have been guided by an outstanding steering committee: Jojo Annobil of Legal Aid, Immigration Judge Noel Brennan, Judge Chin, Peter Cobb, Peter Eikenberry, Philip Graham, Robert Juceam, William Kuntz (then in private practice and now on the district court), Lewis Liman, Peter Markowitz, Lindsay Nash, Michael Patrick, Careen Shannon, and Claudia Slovinsky.
Study Group work has focused on three areas: (1) increasing pro bono activity of firms, especially at the outset of immigration proceedings; (2) improving mechanisms of legal service delivery; and (3) rooting out inadequate counsel and improving the quality of representation available to noncitizens.
Our method is to bring together, in a collaborative effort, key participants from the federal, state, and city governments, the private bar, bar associations, nonprofits, legal-service providers, immigrant organizations, philanthropies, and law schools to foster the fair and effective administration of justice. This interdisciplinary approach has been fruitful and energizing. We have produced reports, pilot projects, colloquia, and training sessions, and smaller meetings. Justice Ginsburg6 and Justice Stevens have publicly praised our project, and Justices Breyer and Sotomayor have also offered encouragement. Our Study Group concept is serving as a model for other jurisdictions, such as New Jersey, seeking to find ways to provide adequate counsel for immigrants.
Over the past five years, Study Group work has included several initiatives:
There is much that I could say about each of these initiatives. Here, I’d like to focus on one of them.
A great mentor of mine, Senator Daniel Patrick Moynihan, often said that you’re entitled to your own opinion, but not to your own facts. In that spirit, I believed that the Study Group needed to assemble comprehensive data so that the problem could be better defined and addressed. To that end, Study Group members are undertaking the New York Immigrant Representation Study (NYIRS)13, chaired by Professor Peter Markowitz of Cardozo Law School, Professor Stacy Caplow of Brooklyn Law School, and Claudia Slovinsky.
That study, with the support of the Leon Levy Foundation and the Governance Institute, is a two-year project in collaboration with the Vera Institute of Justice. The study provides, for the first time ever, comprehensive data about the scope of the immigrant representation challenge in New York (part one, year one) and provides a plan for addressing it (part two, year two). The findings of part one of the study were published in December 2011 in the Cardozo Law Review. I present to you now a few of those striking findings because they powerfully show the depth of the problem.
These dramatic findings give us a sense of the immensity of the task before us.
The second year of the New York Immigrant Representation Study, released in November 2012,14 was devoted to developing concrete proposals to address the immigrant representation crisis in New York. The charge of the study’s steering committee—a diverse group of experts from the private bar, nonprofits, bar associations, law professors, foundations, and from the immigration courts—was to take the data from the year one NYIR Study, and other available data, and to make realistic near- to medium-term proposals and recommendations. The resulting proposal recommends a model for an integrated removal-defense system for detained noncitizens in removal proceedings that would use a small group of competitively selected immigration institutional providers to deliver public-defender–type universal representation to indigent detainees.
That is, the proposed New York Deportation Defense project:
Such a system would function as a Family Unity Project, providing representation to approximately eighteen hundred New Yorkers each year who face permanent exile from their homes and families, thereby increasing the likelihood of keeping these New York families together by as much as 500 percent, and provide a roadmap for how immigrant-friendly jurisdictions, like New York, can mitigate the worst aspects of our broken immigration system. Efforts are underway to bring together the community of interested actors to make this system a reality.
The need for effective counsel will only increase in the years ahead. If there is comprehensive immigration legislation, the imperative of having an expanded pool of quality counsel will be greater because virtually every person eligible for relief will need legal assistance. Moreover, to the extent that the executive branch exercises greater discretion at the outset of its immigration deliberations as to whether to pursue a case or not, there will be a greater need for lawyers to provide advice to non-citizens.
Tonight, you might be wondering How can I help? There is so much ability in this congregation. I encourage and welcome the participation of all of you here. If you are a lawyer there is much that you can do—whether you are a firm leader, a partner who serves as mentor for young lawyers, a senior lawyer, or a firm associate. An attorney who has secured relief for a noncitizen can convey to you, better than I could, the profound satisfaction of aiding a person in distress, helping to keep a family intact, of becoming a hero to that immigrant and immigrant family, with the not-insubstantial additional benefit to the attorney and firm of refining legal abilities through that representation.
If I have not persuaded you, just talk to these lawyers in this congregation who have either undertaken immigration cases themselves pro bono or in firm leadership roles have encouraged their lawyers to do so: Ron Tabak, of course, of Skadden; Randy Mastro of Gibson Dunn; Richard Zuckerman of SNR Denton; Steven Reisberg of Willkie Farr; Steven Peikin of Sullivan & Cromwell; Joshua Stein of Latham & Watkins; Bruce Kaplan of Friedman Kaplan; Moses Silverman of Paul Weiss; and Marilyn Mazur. They can tell you of the profound impact of their experiences.
With much respect for their contributions, I follow the work of pro bono attorneys representing immigrants. Indeed, I salute all lawyers who work on the diverse areas of need for those who are underserved. I understand that among congregants of Central Synagogue are Skadden’s Eric Friedman, a trustee of the Skadden fellowship, and Fin Fogg, president of the Legal Aid Society.
You can learn more about our Study Group activities by Googling Study Group on Immigrant Representation, by downloading our Fordham and Cardozo symposia and reports, by e-mailing the Study Group or the FBC’s Public Service Committee, or by getting in touch with the other organizations in our materials, all doing excellent work.
If you are not a lawyer, there is much that you can do. You can get involved through a variety of civic and religious organizations. For starters, you might look at the listing of New York groups that address issues of immigrants on the website of the ABA Commission on Immigration.
Jewish law instructs Tzedek, Tzedek Tirdof, “Justice, Justice, you should pursue.” These are words I see everyday framed on my wall, a gift from a wonderful former law clerk, David Kahan. These are words we should all remember. I look forward to working together as we strive to realize that ideal.
Thank you for listening, for the honor of being this year’s Jethro lecturer.
4. Robert A. Katzmann, Orison S. Marden Lecture: The Legal Profession and the Unmet Needs of the Immigrant Poor (February 28, 2007), in 62 Rec. Ass’n B. City N.Y. 287 (2007). A slightly revised, footnoted version can be found in Robert A. Katzmann, The Marden Lecture: The Legal Profession and the Unmet Needs of the Immigrant Poor, 21 Geo. J. Legal Ethics 3 (2008) (hereinafter The Marden Lecture). (back to text)
7. The Levine Lecture with articles, reports, and commentaries of the Study Group on Immigrant Representation, 78 Fordham L. Rev. 453 (2009); Mark Hamblett, Lawyers Target Assembly Line’ Practice, Abuse of Poor Immigrants, N.Y. L. J., Jan. 10, 2010, p.1. (back to text)
9. Nina Bernstein, “In a City of Lawyers, Many Immigrants Fighting Deportation Go It Alone,” The New York Times, March 12, 2009; Sam Dolnick, “As Barriers to Lawyers Persist, Immigrant Advocates Ponder Solutions,” The New York Times, May 3, 2011; Kirk Semple, “In a Study, Judges Express a Bleak View of Lawyers Representing Immigrants,” The New York Times, December 18, 2011; Editorial, “Deportation without Representation,” The New York Times, December 24, 2011; Kirk Semple, “Plan Would Add Lawyers to Fight Deportation Cases,” The New York Times, November 27, 2012. (back to text)
10. Mark Hamblett, Lawyers Target Assembly Line’ Practice, Abuse of Poor Immigrants, N.Y. L. J., Jan. 10, 2010, p.1; Mark Hamblett, “Study, Forum Stress Plight of New York’s Unrepresented Immigrants,” N.Y.L.J. May 6, 2011, at 1; Mark Hamblett, “Summit Participants Discuss Effort to Find Competent Lawyers for Poor N.Y. Immigrants,” N.Y.L.J. January 30, 2012, at 1. (back to text)
11. Lori Adams & Alida Y. Lasker, “The Asylum Representation Project & Leon Levy Fellowship at Human Rights First: An Innovative Partnership to Increase Pro Bono Representation to Indigent Asylum Seekers,” in Cardozo Law Review, supra note 8, at 417-436 (2011). (back to text)
12. In its October 2009 report, “Immigration: The Lifeblood of New York City,” the Bloomberg Administration committed to support the training of lawyers who would represent immigrants. ( “The City will commit $2 million to the effort to cover a team of supervising attorneys and on-going training of associates and technical assistance in the area of immigration law.” p.3) The mayor stated in an October 8, 2009, speech:
- We’ll create a $2 million fund to deploy these lawyers to community organizations in areas with high concentrations of immigrants—and we’ll give them the support they need to help more families get a fair shake from the justice system and stay here in our City.
- The stakes are too high for immigrants to go without legal representation. The outcome can determine whether a family will be split apart or be able to stay together.
- We’re going to do everything we can do to ensure that immigrants who are going through the process to stay here legally can do so, and can keep their families together.
- I want to thank Judge Robert Katzmann and Chung-Wha Hong, director of the New York Immigration Coalition, for bringing me this idea. It’s an example of how we can turn the national economic downturn to our advantage—if we think innovatively and act boldly.
In November 2011, Mayor Bloomberg, Deputy Mayor for Legal Affairs Carol Robles-Roman, Chief Policy Adviser John Feinblatt, Commissioner of the Mayor’s Office to Combat Domestic Violence Yolanda Jimenez and Commissioner of the Mayor’s Office of Immigrant Affairs Fatima Shama announced a new program whereby thirteen additional full-time attorneys would work with the city’s ten indigent criminal defense providers and provide counseling to immigrant domestic violence victims. (back to text)
13. “Accessing Justice: The Availability of Adequacy of Counsel in Removal Proceedings” (New York Immigrant Representation Study Report: Part 1), Cardozo Law Review note 8 supra. (back to text)
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